Refresher – ASX/ChiX Regulation

Added: March 27, 2017 Price: A$110 (inc GST) CPD/MCLE units/hours: 1.0
View course

In this 45 minute course (including linked reading) you will cover the regulation of Australian capital markets with particular focus on infringement notices and steps that might be taken in order to prevent and mitigate breaches of the rules that govern the ASX and Chi-X Markets.

You may be able to claim 1.0 MCLE/CPD unit/hour/point for the completion of this course. For advice, consult your Compliance Manager or your professional body’s MCLE / CPD guidelines.