In her recent article for The Inside Adviser, Amanda Mark highlights the critical findings from ASIC’s June 2025 report, which uncovered widespread compliance failures within responsible entities managing nearly $1 trillion in funds. Mark argues that with retail investors at risk, the time for deliberation has passed, and immediate action is non-negotiable. She emphasizes that firms must now move beyond review to implementation, outlining five essential actions required to remedy deficiencies and meet key regulatory obligations concerning reportable situations, product distribution, and dispute resolution. Read the full article here.
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