RegsWeb 30 April – ASIC portal

ASIC is set to launch a significant upgrade to its services for Australian Financial Services (AFS) licensees with the introduction of a brand-new digital portal on May 5, 2025.

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Design and Distribution Obligations: Your Guide to DDO

Learn about Design and Distribution Obligations (DDO) in 2025. Understand compliance, obligations for issuers and distributors, and the future of DDO.

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RegsWeb 16 April – Cboe

Cboe makes changes to the Operating Rules: Procedures

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RegsWeb 09 April – ASIC’s new sustainability reporting regulatory guide

Includes – ASIC’s RG 280 clarifies sustainability reporting for climate-related financial info under the Corporations Act.

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Navigating the New Landscape: AUSTRAC’s Enhanced Tipping Off Provisions

Navigate AUSTRAC’s enhanced tipping off provisions for AFSL holders, effective March 2025. Understand exceptions, compliance steps & financial crime risks.

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RegsWeb 02 April – Risk, OTC update, Cyber, Tipping Off

Includes: Inadequate risk management systems, Updated technical guidance for OTC derivative transaction reporting, Strengthening cyber risk management, Change to Tipping Off Provisions

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RegsWeb 26 March – Client vulnerability

AFCA opens joint consultation on draft papers on client vulnerability

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RegsWeb Newsletter 12 March 2025 APRA

APRA proposes changes to strengthen and streamline governance
Cboe Australia – Change to the Operating Rules: Procedures

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RegsWeb Newsletter 05 March 2025 FATF

Includes:
FATF release information on high-risk jurisdictions and jurisdictions under increased monitoring
ASIC is seeking feedback on a proposal to provide additional relief under the reportable situations regime

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