While AI excels at professional prose, it operates on statistical probability rather than a foundational understanding of the law. It often provides cookie-cutter templates that appear customised but lack the nuanced application required to meet your specific AFSL general obligations.
Furthermore, AI frequently suffers from jurisdictional bleeding, incorporating North American or European rules that lead to adverse outcomes in the Australian market.

At MIntegrity, we provide the essential Human-in-the-Loop validation required to turn an AI-generated drafts or responses into a compliant reality.

1. Eliminating Jurisdictional Bleeding

AI tools frequently suffer from hallucinations or misinterpreted rules. We ensure your policies are strictly grounded in the Corporations Act 2001, Corporations Regulations, ASIC Market Integrity Rules, AML /CTF Rules and other Australian regulations.

2. Fit for Purpose

Policies and compliance advice must be specific to your business. AI creates average standards. We calibrate your policies to fit the specific nature, scale, and complexity of your business.

3. Closing the AI Gap

Regulators do not audit prose; they audit practice. We provide the contextual wisdom that comes from attending industry forums, working in industry, meeting with regulators and sensing the shifting priorities of compliance.

We don’t suggest ignoring AI, but we do insist on mastering it through human validation. If you have used AI to solve a compliance hurdle, our review provides the necessary uplift and stress-testing.

• Bespoke Risk Calibration: We ensure your compliance positioning is proportionate to your business size and complexity.
• Operational Stress-Testing: We identify the implementation gap by ensuring the AI’s answer actually works for your specific firm and match the services and products you provide.
• Conflict Identification: We verify that regulatory statements and documents actually meet the regulatory compliance requirements.
• Accountability & Liability: Unlike an AI, we stake our professional reputation on the practical, appropriate and fit for purpose advice provided.

Amanda Mark is the CEO of MIntegrity and a leading voice on market integrity in Australia. With decades of experience as a practitioner and consultant.
Amanda understands the nuances that AI cannot capture. While AI can explain the what of a regulation, Amanda provides the why and the how. She bridges the gap between a digital draft and a compliant, factual reality.

Ensure your compliance arrangements are fit for purpose and appropriate for the nature, scale and complexity of your business.

Talk to our expert today.