RegsWeb 22 April 2026
cinnamon pow@mintegrity.com.au2026-05-06T10:04:26+10:00RegsWeb News: ASIC's new DAF Act 2026 impact on AFSL digital asset platforms, and AUSTRAC's SMR wealth management warning.
RegsWeb 17 Dec – ASIC, AUSTRAC
cinnamon pow2026-01-28T10:45:13+11:00RegsWeb News: ASIC renews RG 181 on conflicts of interest, AUSTRAC guides on insider threats, and new obligations for private credit funds.
ASIC’s $40 Million Wake-Up Call: 5 Strategic Actions for CFD Providers
cinnamon pow2026-01-20T14:42:46+11:00ASIC’s $40M wake-up call for CFD issuers. Report 828 exposes critical gaps. Implement these 5 strategic actions to ensure AFSL compliance now.
The 31 March 2026 Deadline: A Critical Pivot Point for AFSL Holders and AML/CTF Compliance
cinnamon pow2026-01-16T13:17:12+11:0031 March 2026 is a pivot point for AFSL holders. New AML/CTF rules demand unified programs and active governance. Is your business compliance-ready?
Regulatory Stress Test
cinnamon pow2025-11-27T11:39:43+11:00As reform deadlines hit and regulators take a more litigation-focused approach, Licensees are set to face a “perfect storm” of compliance issues in 2026. Amanda Mark's recent article is discussed here in the Independent Financial Adviser.
“Perfect storm” ahead for AFSLs in 2026
cinnamon pow2025-11-25T12:25:32+11:00The next 12 months represents a significant regulatory challenge for Australian Financial Services Licensees (AFSLs). Amanda Mark, CEO of MIntegrity, discusses the compliance environment in this recent article in The Inside Adviser. https://insideadviser.com.au/perfect-storm-ahead-for-afsls-in-2026/
RegsWeb 29 Oct – AFCA
cinnamon pow2025-11-12T10:13:26+11:00RegsWeb News: AFCA's 2024-25 review finds complaints "unacceptably high" at 100,745. AFSL holders urged to improve IDR as advice & insurance gripes rise.
RegsWeb 15 Oct – Outsourcing
cinnamon pow2025-10-29T10:58:20+11:00RegsWeb News: ASIC flags significant risks in offshore outsourcing, urging AFSL holders to address governance gaps and manage cyber & data risks.
RegsWeb 20 Aug – AFS Licensees, AFCA
cinnamon pow2025-09-17T11:49:05+10:00RegsWeb News - AFCA releases updated Financial Difficulty Guide. A reminder for AFS Licensees on Ongoing Fee Arrangement (OFA) consent deadline.