ASIC’s $40M wake-up call for CFD issuers. Report 828 exposes critical gaps. Implement these 5 strategic actions to ensure AFSL compliance now.
As reform deadlines hit and regulators take a more litigation-focused approach, Licensees are set to face a “perfect storm” of compliance issues in 2026. Amanda Mark's recent article is discussed here in the Independent Financial Adviser.
The next 12 months represents a significant regulatory challenge for Australian Financial Services Licensees (AFSLs). Amanda Mark, CEO of MIntegrity, discusses the compliance environment in this recent article in The Inside Adviser. https://insideadviser.com.au/perfect-storm-ahead-for-afsls-in-2026/
RegsWeb News: From August 15, 2025, ASIC is releasing an updated dataset to help AFSLs check and correct their records on the Financial Advisers Register (FAR).
Key compliance updates for AUSTRAC entities & AFSLs. Learn about new guidance on non-standard customer ID & ASIC's adviser registration enforcement.
Navigate Australia's new financial advice era. Our guide details the DBFO reforms, key changes, and 2025 start dates for AFSL holders to adapt.
Enhancing Responsible Manager Policies: Beyond "On Paper" Compliance
ASIC has warned the managed investment industry that many Responsible Entities' Compliance Plans are deficient, urging immediate action to strengthen compliance frameworks.
Don't let EOFY chaos compromise compliance. Amanda Mark (MIntegrity) in The Insider Adviser: Elevate client service & strategy while meeting year-end requirements.
