The next 12 months represents a significant regulatory challenge for Australian Financial Services Licensees (AFSLs). Amanda Mark, CEO of MIntegrity, discusses the compliance environment in this recent article in The Inside Adviser. https://insideadviser.com.au/perfect-storm-ahead-for-afsls-in-2026/
RegsWeb News: From August 15, 2025, ASIC is releasing an updated dataset to help AFSLs check and correct their records on the Financial Advisers Register (FAR).
Key compliance updates for AUSTRAC entities & AFSLs. Learn about new guidance on non-standard customer ID & ASIC's adviser registration enforcement.
Navigate Australia's new financial advice era. Our guide details the DBFO reforms, key changes, and 2025 start dates for AFSL holders to adapt.
Enhancing Responsible Manager Policies: Beyond "On Paper" Compliance
ASIC has warned the managed investment industry that many Responsible Entities' Compliance Plans are deficient, urging immediate action to strengthen compliance frameworks.
Don't let EOFY chaos compromise compliance. Amanda Mark (MIntegrity) in The Insider Adviser: Elevate client service & strategy while meeting year-end requirements.
ASIC is set to launch a significant upgrade to its services for Australian Financial Services (AFS) licensees with the introduction of a brand-new digital portal on May 5, 2025.
FMIs are the main “players” that support trading in the country’s capital markets and have high systemic importance, often influencing everything from individual daily transactions to overall financial stability. Here's what we know.
