RegsWeb Newsletter 13 November 2024
Cinnamon Pow2024-12-18T11:52:11+11:00Includes: ASIC seeks feedback on proposed guidance on sustainability reporting regime New enrolment and registration forms arrive at AUSTRAC
RegsWeb Newsletter 16 October 2024
Cinnamon Pow2024-12-18T11:52:39+11:00Includes: Upcoming changes to AUSTRAC Online
Dirty money: Your anti-money laundering and counter-terrorism financing obligations
Cinnamon Pow2023-09-14T12:47:50+10:00As an Australian Financial Services License (AFSL) holder, you have certain obligations to help prevent financial crime — particularly when it comes to anti-money laundering (AML) and counter-terrorism financing (CTF). From cryptocurrency and social media scams to huge penalties and liabilities, this is one issue you can’t afford to overlook. […]
How MIntegrity supports regulatory change management
Angeline Zaghloul2023-05-10T12:14:23+10:00Regulatory change management is an ongoing challenge for Australian Financial Service Licence (AFSL) and Australian Credit Licence (ACL) holders. The process is difficult due to numerous financial regulators, strict guidelines and dozens of weekly changes — but there are even more factors to consider. […]
Regulatory Changes in the Financial Services Industry: Trends for 2023
Angeline Zaghloul2023-05-10T12:14:47+10:00All financial services providers must keep track of trends such as business and consumer behaviours, new technology solutions and cybersecurity threats. These patterns are key to staying relevant and competitive — but to stay compliant, financial firms need to track trends in another area: regulatory change. […]
How to manage regulatory risk
Angeline Zaghloul2023-05-10T12:16:03+10:00Although the financial services industry faces many unique challenges, regulatory risk management is among the most important. Compliance protects both the financial services provider and its clients — but keeping track of every regulation and making the correct changes can be highly demanding. […]