31 March 2026 is a pivot point for AFSL holders. New AML/CTF rules demand unified programs and active governance. Is your business compliance-ready?
The next 12 months represents a significant regulatory challenge for Australian Financial Services Licensees (AFSLs). Amanda Mark, CEO of MIntegrity, discusses the compliance environment in this recent article in The Inside Adviser. https://insideadviser.com.au/perfect-storm-ahead-for-afsls-in-2026/
RegsWeb News: AFCA report on complaint handling, AUSTRAC guidance on AML/CTF reforms, & ASX Trade relocation. Get the latest compliance updates.
RegsWeb News: ASIC flags significant risks in offshore outsourcing, urging AFSL holders to address governance gaps and manage cyber & data risks.
RegsWeb News: APRA on Banking Act terms, a record $240M misconduct fine, and AUSTRAC's latest focus on combating financial crime.
In her recent article for The Inside Adviser, Amanda Mark highlights the critical findings from ASIC's June 2025 report, which uncovered widespread compliance failures within responsible entities managing nearly $1 trillion in funds.
RegsWeb News: Updates on ASIC whistleblower action, a proposed overhaul of Market Integrity Rules for AI, and new AUSTRAC AML/CTF rules. Stay compliant.
ASIC has warned the managed investment industry that many Responsible Entities' Compliance Plans are deficient, urging immediate action to strengthen compliance frameworks.
Don't let EOFY chaos compromise compliance. Amanda Mark (MIntegrity) in The Insider Adviser: Elevate client service & strategy while meeting year-end requirements.
