The Evolution of Trade Surveillance in Financial Markets

2025-02-13T17:12:08+11:00

In financial markets, trade surveillance is the process of monitoring trading activity for suspicious activity. It’s a crucial tool. Here's everything you need to know about navigating trade surveillance.

The Evolution of Trade Surveillance in Financial Markets2025-02-13T17:12:08+11:00

A deep dive into the Market Disciplinary Panel outcome related to buy-backs

2023-09-14T12:31:02+10:00

On 31 March 2023, the Markets Disciplinary Panel (MDP), a peer review and enforcement body set up by the Australian Securities and Investments Commission (ASIC), issued an infringement notice to a Market Participant (the Participant) for alleged contraventions of the ASIC Market Integrity Rules (Securities Markets) 2017 (MIRs). The conduct occurred in September 2021, when [...]

A deep dive into the Market Disciplinary Panel outcome related to buy-backs2023-09-14T12:31:02+10:00
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