Keep the regulatory change transition simple to avoid adviser fatigue

2024-03-12T09:22:58+11:00

Regulatory change for advisers has, regrettably, become more of a constant than the exception. But with the minister’s QAR reforms laid before us, a concentrated period of change looms. […]

Keep the regulatory change transition simple to avoid adviser fatigue2024-03-12T09:22:58+11:00

ASIC Market Integrity Update: What you need to know

2023-09-14T16:20:45+10:00

In May 2023, the Australian Securities and Investments Commission (ASIC) released Issue 148 of its Market Integrity Update. The publication includes important information for market participants, including guidance for assessing cyber capabilities, reports on criminal sentences throughout the industry and — perhaps most importantly — a look at the updated market integrity rules penalty regime.  [...]

ASIC Market Integrity Update: What you need to know2023-09-14T16:20:45+10:00

Australian financial sector: Navigating regulatory compliance for cyber resilience

2023-07-04T11:18:31+10:00

Although cybersecurity has long been an integral part of the Australian financial sector, the idea of ‘cyber resilience’ is newer and more complicated. Instead of focusing on the tools or solutions required to protect an organisation, cyber resilience goes a step further to encompass frameworks, philosophies and applicable responsibilities.  […]

Australian financial sector: Navigating regulatory compliance for cyber resilience2023-07-04T11:18:31+10:00

How MIntegrity supports regulatory change management

2023-05-10T12:14:23+10:00

Regulatory change management is an ongoing challenge for Australian Financial Service Licence (AFSL) and Australian Credit Licence (ACL) holders. The process is difficult due to numerous financial regulators, strict guidelines and dozens of weekly changes — but there are even more factors to consider. […]

How MIntegrity supports regulatory change management2023-05-10T12:14:23+10:00

Regulatory Changes in the Financial Services Industry: Trends for 2023

2023-05-10T12:14:47+10:00

All financial services providers must keep track of trends such as business and consumer behaviours, new technology solutions and cybersecurity threats. These patterns are key to staying relevant and competitive — but to stay compliant, financial firms need to track trends in another area: regulatory change. […]

Regulatory Changes in the Financial Services Industry: Trends for 20232023-05-10T12:14:47+10:00

Expert insight on regulatory change management

2023-05-10T12:15:11+10:00

Regulatory change management is notoriously difficult for financial service providers — especially in Australia, where regulations are particularly strict and numerous. With at least seven top regulators to watch, including the Australian Securities and Investment Commission (ASIC), AUSTRAC and the Office of the Australian Information Commissioner (OAIC), each releasing dozens of regulatory changes and notices [...]

Expert insight on regulatory change management2023-05-10T12:15:11+10:00

How to manage regulatory risk

2023-05-10T12:16:03+10:00

Although the financial services industry faces many unique challenges, regulatory risk management is among the most important. Compliance protects both the financial services provider and its clients — but keeping track of every regulation and making the correct changes can be highly demanding. […]

How to manage regulatory risk2023-05-10T12:16:03+10:00
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