In her recent article for The Inside Adviser, Amanda Mark highlights the critical findings from ASIC's June 2025 report, which uncovered widespread compliance failures within responsible entities managing nearly $1 trillion in funds.
Learn about Design and Distribution Obligations (DDO) in 2025. Understand compliance, obligations for issuers and distributors, and the future of DDO.
Maintaining compliance is crucial for organisations but it shouldn’t jeopardise the processes that keep them afloat in a competitive ecosystem. ASIC has been updating Regulatory Guide 78 (RG78), for breach reporting. Here’s a look at RG 78.
Amanda Mark features in this recent article published in the Financial Standard on Australia's Treasury is review of the regulations for managed investment schemes (MIS), potentially raising the financial threshold for "sophisticated investors". Financial Standards Feature Wholesale investor reforms Vol22No6 April 8, 2024
In a recent article in Advisor Voice, Amanda Mark examines the impact of the shortened settlement cycle for most securities transactions in the United States. […]
Amanda Mark from MIntegrity goes in-depth with Laurence Parker-Brown from The Inside Network on helping the advice industry navigate the regulatory risk landscape. https://www.youtube.com/watch?v=7KW-sC2i4Aw
The Inside Adviser comments on the Complii’s strategy and outlook in this article: […]
Compliance might sound complicated, but it doesn’t have to be. For many small licensees in the financial services sector, meeting regulatory requirements is a big concern. Often, these businesses see compliance as an expensive overhead and think they need to have long and detailed compliance policies like larger companies do. However, these fancy frameworks can [...]
The world of financial services is rarely static. Changes may be thrust upon us whether we want them or not — and that can be both exciting and daunting. The challenge is to be prepared without wasting time, particularly on shifts that may never come to fruition, and to avoid spending too much money upfront. [...]
