We collaborate with financial services stakeholders to elevate industry integrity with our regulatory risk consulting services.

About MIntegrity

With our deep Financial Services and Capital Markets regulatory knowledge and extensive commercial experience, we can assist you to meet your regulatory compliance obligations and reduce your regulatory risk.
Since 2013, we have worked on numerous regulatory compliance management and operational risk projects for over 150 financial services firms based locally and across the world.
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Raising the standards in regulatory risk

Deep regulatory

MIntegrity only uses experienced
practitioners when delivering outcomes
for our clients. Our consultants have a
deep understanding of the financial
services regulatory landscape in
Australia and globally.

Our Services

Extensive commercial

Our team members have held senior positions within regulators, regulatory compliance, operational risk, legal and governance, trading and surveillance. We understand your business and your requirements.


Reduce your
regulatory risk

The current financial services environment is one of a heightened focus on compliance. Learn how we can help you manage your exposure to regulatory and operational risk, and focus on innovation.


 What we offer

We offers a unique blend of experience in financial services (including regulations, operations, trading and market infrastructure) to assist license holders, market participants, market operators and regulators with the key aspects of financial services regulation in Australia and globally.

We provide solutions for:
  • Big 4 Australian retail banks
  • Global investment banks
  • Market exchanges/operators
  • AFSL holders, CARs and securities dealers
  • Private wealth firms
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Our services:
  • Start-ups, separation and transformation projects
  • AFSL, ASX and Cboe Participant applications
  • Compliance Assurance and Regulatory Reviews
  • Independent Expert services
  • Regulatory education and training
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MIntegrity in numbers

Making an impact in compliance

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Independent Expert projects
Successful AFSL/Participant Applications
e-Learning courses completed

Client testimonials

MIntegrity’s expert regulatory guidance elevated our integrity standards, making them an invaluable partner in the financial services industry. Their collaborative approach, deep understanding, and forward-thinking recommendations set them apart as true leaders in the field.

Michael Croft, Libri CEO

Frequently Asked Questions

MIntegrity provides a unique blend of experience in financial services regulation. Our services cater to:

  •  Start-ups, separation, and transformation projects.
- AFSL, ASX, and Cboe Participant applications.
  • Compliance Assurance and Regulatory Reviews.
  • Independent Expert services.
  • Regulatory education and training

MIntegrity works collaboratively with clients to set realistic timeframes for project milestones. These timelines depend on the specific engagement, regulatory processes, and the complexity of the task at hand. Clear communication ensures alignment with your business needs.

RegsWeb is MIntegrity’s integrated policy and regulatory change solution. It streamlines your compliance efforts by efficiently managing regulatory requirements. Whether you’re a financial services provider, market participant, or regulator, RegsWeb keeps you informed and helps you stay compliant.

Ask Our Experts

Connect with MIntegrity’s experts to navigate regulatory challenges and elevate integrity standards in financial services. Your tailored solutions await – inquire now to start the journey to regulatory excellence.

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