MIntegrity was established in 2013 to help Australian Financial Services providers and Licence (AFSL) holders and Market Participants in their understanding and compliance with regulatory obligations.
The MIntegrity team has a unique blend of senior experience in financial markets regulation (both in Australia and international jurisdictions).
Our consultants have an average of 20+ years relevant experience in financial services and regulation.
Our experience and knowledge base covers the entire regulatory field, including:
- Australian Financial Services Licence (AFSL), Australian Market Licence and Australian Credit Licence obligations
- Regulatory Compliance and Risk Management
- End-to-end operations for full trade life-cycle
- AML/CTF obligations
- Financial advice, private wealth, best interest, client classification and responsible lending
- ASX, ASX24, Cboe, SSX, NSX, IR Plus and FEX participant obligations (trading, clearing and settlement)
- Pre- and post-trade monitoring and surveillance
- All securities classes (including equities, futures and options, OTC derivatives, FX, CFDs, crypto, MIS and benchmarks)
- Investment Banking, private wealth and broker operations
- Trading platforms and related Order Management Systems
- Expert witness analysis
Our team
Andrew Tait
Co-Founder and co-CEO
Sydney
Andrew Tait has more than 25 years in regulation and financial services. Previous employers include ASIC, ICE Futures Europe, BP, UK Office of Fair Trading, a private commodity hedge fund and the ACCC. Andrew has over 10 years international experience. Andrew’s experience allows him to both understand and contribute quickly to the market integrity issues faced by market participants.
Amanda Mark
Co-Founder and co-CEO
Sydney
Amanda Mark is a senior financial markets executive with over 25 years’ experience in the private and public sector. She has extensive experience and knowledge in financial market development, market infrastructure, regulation and supervision, having held senior management roles with international and Australian firms, including ASIC, UBS and Morgan Stanley.
Consultants
Sydney
Carol is an experienced financial services and commercial lawyer, and compliance and risk professional with over 25 years’ experience gained within Government, Regulatory and Financial Services. Carol’s focusses include commercial matters, regulatory compliance, administrative law and charities.
Sunshine Coast
Cinnamon is a consultant with MIntegrity specialising in compliance policies and procedures, training and administration. She brings to MIntegrity her expertise in client service and relationship management, as well as quality assurance. Cinnamon has proven success in team management, relationship building and ensuring business integrity.
Sydney
Glenda is a consultant with MIntegrity with experience in the finance and various other industries. Glenda’s contribution to MIntegrity is her excellent organisational, communication and technical skills, her adaptability to different tasks and environments, with a strong focus on improving efficiency.
Sydney
Helene is an experienced financial services consultant with more than 20 years of expertise in the areas of regulation, securities trading, equities, analytics and policy development. She has proven success in providing specialist consulting services focusing on financial services compliance and regulation, as well as delivering and implementing regulatory projects and business strategies.
Sydney
Barry has over 25 years’ experience in the financial industry covering all asset classes. Barry’s active Asian equities trading in both a high and low touch capacity for over twenty years covered clients spanning multiple jurisdictions. He has lived and worked in Europe, Asia and Australia holding roles at some of the largest investment banks and asset managers in the industry.
Gold Coast
Mark has a depth of expertise and experience in Investment Banking Compliance issues affecting Australia and the globe – including sales and trading, market making, outsourcing and offshoring, governance, supervision, monitoring, surveillance, investigation, Three Lines of Defence and regulatory change & reporting. His focus areas at MIntegrity include Market Supervision, Automated Order Processing certifications, Market Participant regulatory requirements and Compliance assurance reviews.
Sydney
Martin has 13 years’ experience in regulation, risk, business analysis and business development ranging across equity markets, FICC markets and wealth management. Martin’s specialties cover the end-to-end change process in the financial markets regulatory environment, including regulatory analysis, business impact assessment, policy framework development and implementation.
Sydney
Neil is a senior risk and compliance professional and has held executive positions in risk, compliance and legal at various financial services organisations, particularly in the areas of stockbroking, managed funds and financial advice. Neil’s experience includes AUSIEX, Koda Capital Pty Ltd, NAB and JBWere, Minc Financial Services Group, and Allco Finance Group Limited.
Sydney
Rebecca has over 20 years experience in financial services operations, equity settlement, cash management and risk/compliance and has held senior roles at Westpac, UBS and St George Margin Lending. Rebecca’s core focusses include Operations Management, Equity Settlement Management, Payments and Cash Management, Risk and Compliance Management, People Leadership and relationship building.
Melbourne
Sharne is a performance-driven leader with upwards of 15 years’ experience within the financial markets, specialising in financial services regulation, risk and governance. Sharne has a strong focus on risk management and compliance, working across the business to promote best practice and risk management culture, whilst meeting ASIC regulatory requirements.