MIntegrity was established in 2013 to help Australian Financial Services providers and Licence (AFSL) holders and Market Participants in their understanding and compliance with regulatory obligations.

The MIntegrity team has a unique blend of senior experience in financial markets regulation (both in Australia and international jurisdictions).
Our consultants have an average of 20+ years relevant experience in financial services and regulation.

Our experience and knowledge base covers the entire regulatory field, including:

  • Australian Financial Services Licence (AFSL), Australian Market Licence and Australian Credit Licence obligations
  • Regulatory Compliance and Risk Management
  • End-to-end operations for full trade life-cycle
  • AML/CTF obligations
  • Financial advice, private wealth, best interest, client classification and responsible lending
  • ASX, ASX24, Cboe, SSX, NSX, IR Plus and FEX participant obligations (trading, clearing and settlement)
  • Pre- and post-trade monitoring and surveillance
  • All securities classes (including equities, futures and options, OTC derivatives, FX, CFDs, crypto, MIS and benchmarks)
  • Investment Banking, private wealth and broker operations
  • Trading platforms and related Order Management Systems
  • Expert witness analysis

Our team

Andrew-Tait-Mintegrity-500px
Andrew Tait
Co-Founder and co-CEO
Sydney

Andrew Tait has more than 25 years in regulation and financial services. Previous employers include ASIC, ICE Futures Europe, BP, UK Office of Fair Trading, a private commodity hedge fund and the ACCC. Andrew has over 10 years international experience. Andrew’s experience allows him to both understand and contribute quickly to the market integrity issues faced by market participants.

Book appointment
Amanda-Mark-Mintegrity-500px
Amanda Mark
Co-Founder and co-CEO
Sydney

Amanda Mark is a senior financial markets executive with over 25 years’ experience in the private and public sector. She has extensive experience and knowledge in financial market development, market infrastructure, regulation and supervision, having held senior management roles with international and Australian firms, including ASIC, UBS and Morgan Stanley.

Book Appointment

 Meet Our Consultants

Learn about our consultants and their areas of expertise

Sydney

Carol is an experienced financial services and commercial lawyer, and compliance and risk professional with over 25 years’ experience gained within Government, Regulatory and Financial Services. Carol’s focusses include commercial matters, regulatory compliance, administrative law and charities.

Connect on LinkedIn

Sunshine Coast

Cinnamon is a consultant with MIntegrity specialising in compliance policies and procedures, training and administration. She brings to MIntegrity her expertise in client service and relationship management, as well as quality assurance. Cinnamon has proven success in team management, relationship building and ensuring business integrity.

Connect on LinkedIn

Sydney

Glenda is a consultant with MIntegrity with experience in the finance and various other industries. Glenda’s contribution to MIntegrity is her excellent organisational, communication and technical skills, her adaptability to different tasks and environments, with a strong focus on improving efficiency.

Connect on LinkedIn

Sydney

Helene is an experienced financial services consultant with more than 20 years of expertise in the areas of regulation, securities trading, equities, analytics and policy development. She has proven success in providing specialist consulting services focusing on financial services compliance and regulation, as well as delivering and implementing regulatory projects and business strategies.

Connect on LinkedIn

Sydney

Chay is a financial services professional with over 15 years of experience in operations management, risk management, compliance, and equity trade execution. Chay’s experience in remediation projects at MIntegrity and First Prudential Markets, coupled with his DTR execution skills, broader risk and compliance skills, and financial product knowledge, make him a valuable asset to MIntegrity.

Gold Coast

Mark has a depth of expertise and experience in Investment Banking Compliance issues affecting Australia and the globe – including sales and trading, market making, outsourcing and offshoring, governance, supervision, monitoring, surveillance, investigation, Three Lines of Defence and regulatory change & reporting. His focus areas at MIntegrity include Market Supervision, Automated Order Processing certifications, Market Participant regulatory requirements and Compliance assurance reviews.

Sydney

Martin has 13 years’ experience in regulation, risk, business analysis and business development ranging across equity markets, FICC markets and wealth management. Martin’s specialties cover the end-to-end change process in the financial markets regulatory environment, including regulatory analysis, business impact assessment, policy framework development and implementation.

Connect on LinkedIn

Sydney

Neil is a senior risk and compliance professional and has held executive positions in risk, compliance and legal at various financial services organisations, particularly in the areas of stockbroking, managed funds and financial advice. Neil’s experience includes AUSIEX, Koda Capital Pty Ltd, NAB and JBWere, Minc Financial Services Group, and Allco Finance Group Limited.

Connect on LinkedIn

Sydney

Rebecca has over 20 years experience in financial services operations, equity settlement, cash management and risk/compliance and has held senior roles at Westpac, UBS and St George Margin Lending. Rebecca’s core focusses include Operations Management, Equity Settlement Management, Payments and Cash Management, Risk and Compliance Management, People Leadership and relationship building.

Connect on LinkedIn

Melbourne

Sharne is a performance-driven leader with upwards of 15 years’ experience within the financial markets, specialising in financial services regulation, risk and governance. Sharne has a strong focus on risk management and compliance, working across the business to promote best practice and risk management culture, whilst meeting ASIC regulatory requirements.

Connect on LinkedIn

GET IN TOUCH TODAY

Complete our form and we’ll get in touch with you