How advisers can navigate APRA’s likely hybrid phase-out
Amanda Mark discusses the impact of APRA’s hybrid phase-out and navigating the transition in this recent article published in the Insider Adviser October 2024. While APRA’s proposed hybrid phase out is designed to improve the resilience of the financial system, it will inevitably impact investors and the strategic plans that some advisers have laid out. Navigating the […]
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What advisers should focus on as a new regulatory horizon dawns
Amanda Mark discusses adapting to ASICs evolving priorities with a current focus on fulfilling specific requirements regarding consumer protection in this recent article published in the Insider Adviser September 2024.
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Wholesale investor reforms: Raising the bar
Amanda Mark features in this recent article published in the Financial Standard on Australia’s Treasury is review of the regulations for managed investment schemes (MIS), potentially raising the financial threshold for “sophisticated investors”. Financial Standards Feature Wholesale investor reforms Vol22No6 April 8, 2024
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Advice compliance measures need to add up
Advisers should take a proactive approach to compliance, which can enhance the reputation of their firm and reduce the risk of regulatory enforcement action according to Mintegrity.
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Keep the regulatory change transition simple to avoid adviser fatigue
Regulatory change for advisers has, regrettably, become more of a constant than the exception. But with the minister’s QAR reforms laid before us, a concentrated period of change looms.
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SIAA accredited CPD webinars – Market Integrity Rules
Market Integrity Rules Thursday 10 August from 1.00pm to 2.00pm AET Hefty penalties issued to market participants seem to be on the increase and it is incumbent upon participants to ensure they comply with the rules. Supported with examples, Amanda Mark and Andrew Tait from MIntegrity will discuss pre and post trade transparency; dealing in […]
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