Peer reviewing the SOA
Peer reviewing the SOA to ensure the advice is clearly communicated. Amanda Mark provides advice in this recent article.
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RegsWeb 07 May – ASIC, Reg Guides, Cyber
ASIC updates Info sheets, Reg guides and Instruments and focus’ on Cyber Security
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Regulating Digital Asset Platforms: The What, Why and How
We take a closer look at Australia’s proposed regulatory framework for digital asset platforms that aims to protect consumers while supporting innovation.
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RegsWeb 30 April – ASIC portal
ASIC is set to launch a significant upgrade to its services for Australian Financial Services (AFS) licensees with the introduction of a brand-new digital portal on May 5, 2025.
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Design and Distribution Obligations: Your Guide to DDO
Learn about Design and Distribution Obligations (DDO) in 2025. Understand compliance, obligations for issuers and distributors, and the future of DDO.
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RegsWeb 09 April – ASIC’s new sustainability reporting regulatory guide
Includes – ASIC’s RG 280 clarifies sustainability reporting for climate-related financial info under the Corporations Act.
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Navigating the New Landscape: AUSTRAC’s Enhanced Tipping Off Provisions
Navigate AUSTRAC’s enhanced tipping off provisions for AFSL holders, effective March 2025. Understand exceptions, compliance steps & financial crime risks.
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RegsWeb 02 April – Risk, OTC update, Cyber, Tipping Off
Includes: Inadequate risk management systems, Updated technical guidance for OTC derivative transaction reporting, Strengthening cyber risk management, Change to Tipping Off Provisions
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